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Lumixus Global Securities Ltd is a U.S.–registered securities and trading-infrastructure firm headquartered at One Tabor Center, Denver, Colorado.

Licensed under the U.S. Securities and Exchange Commission (SEC) and registered with FinCEN MSB, we provide compliant, transparent, and technology-driven market access across U.S. and Canadian markets.

Our Canadian subsidiary, Lumixus Canada Securities Ltd, headquartered at ONE60 Elgin, Ottawa, Ontario, supports national investor services, education, research, and cross-border regulatory coordination.

Commitment To Clients

Response within 1–2 business days

Timely support for all retail, institutional, and API-related inquiries.

Dedicated support for brokers & institutions

Specialized onboarding for broker-dealers, quant funds, and trading firms.

Secure infrastructure for real-time reporting

Protected by SOC 2 Type II, ISO 27001, and cross-border clearing safeguards.

Our Executive Teams

Joel Langdon Reeves

CEO

20+ years cross-border asset management, family trust specialist

Matthias Dorenfeld

CIO

25+ years in global investments, ex-Deutsche Bank & Allianz GI

Daniel Wu

CTO

Fintech & AI expert, ex-SGX Technology Director

Emily Carter

CRO

Compliance specialist, ex-UK FCA & Deloitte

Luca Moretti

COO

Operations leader, ex-Morgan Stanley Europe

Sophia Nguyen

CCO & GC

Dual-qualified lawyer (U.S./SE Asia), trust & tax structuring

Lumixus Global Securities Ltd is a U.S.–registered and fully compliant securities and trading-infrastructure firm, licensed under the SEC and registered with FinCEN MSB.

Headquartered in Denver, Colorado, with a fully owned Canadian subsidiary in Ottawa, Ontario, Lumixus provides regulated market access, liquidity, clearing, and API/FIX connectivity across U.S. and Canadian markets.

We serve retail clients, quantitative funds, institutions, and broker-dealer partners with transparent, compliant, and technology-driven trading solutions.

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Regulatory Compliance Notice

Lumixus Global Securities Ltd (“Lumixus”, “we”, “us”) is committed to maintaining robust regulatory, anti-money laundering (AML), and counter-terrorist financing (CTF) compliance programs consistent with U.S. and Canadian legal standards.

SEC & FINCEN Compliance

Lumixus is licensed and operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC) and complies with applicable U.S. securities laws, rules, and reporting obligations.
Lumixus is registered with the Financial Crimes Enforcement Network (FinCEN) as an MSB and adheres to AML/CTF regulations under the Bank Secrecy Act (BSA), including customer identification, transaction monitoring, and suspicious activity reporting.
We maintain client-fund segregation, operational transparency, and full compliance with clearing requirements under DTCC and OCC frameworks.

Canadian Compliance

Lumixus Canada Securities Ltd complies with AML/CTF laws administered by FINTRAC and operates under regulatory standards set by CSA and OSC.
Client funds are safeguarded under CDS clearing frameworks and protected through segregated custody requirements.

Cross-Border Regulatory Cooperation

We cooperate with relevant regulatory authorities in the U.S. and Canada and provide required reporting in accordance with applicable securities and AML regulations.
Lumixus may be subject to audits, information requests, or reporting obligations as required under federal, state, or provincial law.

Legal Reservation

Lumixus reserves the right to amend this statement at any time to reflect changes in regulations, compliance requirements, or operational obligations.
Clients and website users are encouraged to review this statement periodically.

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