Lumixus Global Securities Ltd

U.S. Registered Investment Company

Global Vision · Intelligent Markets

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Important Disclosure:

Lumixus Global Securities Ltd is a private investment company and Money Services Business. We are not a registered broker-dealer with FINRA. We do not offer securities brokerage or trading services to the public. Our services are available only to accredited investors and institutional clients as defined by U.S. securities regulations. Investments involve risk, including possible loss of principal. Client funds are not SIPC insured. For more information about our registration status:

  • SEC Form D: CIK 0002099471
  • FinCEN MSB: #31000315366324

Lumixus Global Securities Ltd is a private investment company registered with the U.S. SEC (Form D, CIK 0002099471) and registered with FinCEN as a Money Services Business (MSB #31000315366324).

We are committed to providing compliant investment opportunities and financial services to accredited investors and institutional clients.

Lumixus Global Securities Ltd is a U.S. registered private investment company and Money Services Business.

Headquartered in Denver, Colorado, with operational coverage across North America, Lumixus provides investment advisory services and financial solutions to accredited investors and institutional clients.

As a technology-driven investment firm, Lumixus integrates AI-driven analytics, quantitative research models, and advanced risk management to deliver compliant investment services across U.S. and Canadian markets.

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Regulatory Compliance

Registered with SEC (Form D) and FinCEN MSB, complying with U.S. securities laws and Bank Secrecy Act regulations.

Technology Infrastructure

Powered by advanced analytics platforms, secure data infrastructure, and AI-enhanced research and risk management systems.

Institutional-Grade Team

Led by senior strategists and quantitative specialists with multi-market experience in the U.S. and Canada.

Secure & Transparent Operations

Client assets managed with segregated custody standards, multi-layer risk controls, and transparent reporting practices.

 

*Note: Investments are not SIPC insured and involve risk of loss.*

Services
U.S. & Canadian Equities / ETFs
Futures & Options Trading
Institutional & Broker-Dealer Solutions
API / FIX Connectivity for Quant Trading
Cross-Border Clearing & Settlement Services
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Technology & Research

The core of Lumixus Global Securities Ltd is built on institutional-grade research and analytics infrastructure. 

We integrate AI-driven research tools, quantitative models, and advanced risk analytics to deliver secure and compliant investment services across U.S. and Canadian markets.

Lumixus Analytics Platform™

Powered by Advanced Quantitative Models

High-performance analytics platform enabling real-time market analysis and investment research across U.S. and Canadian equities, ETFs, and derivatives markets.

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Lumixus AI Risk Engine™

Real-time risk monitoring & portfolio protection

AI-enhanced risk management system integrating market surveillance, portfolio controls, anomaly detection, and multi-asset risk monitoring to ensure compliant and secure investment operations.

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Client Testimonials
"Lumixus has provided exceptional investment research and advisory services with full regulatory transparency and professional support."
Institutional Client, U.S.
"Their AI-powered analytics and research tools significantly improved our investment decision-making process across cross-border portfolios."
Institutional Investor, Europe
"With Lumixus' research infrastructure and analytical support, we achieved reliable insights for our investment strategies with consistent quality."
Accredited Investor, Asia

Partners

Lumixus Global Securities Ltd is a U.S. registered private investment company (SEC Form D, CIK 0002099471) and Money Services Business registered with FinCEN (MSB #31000315366324).

Headquartered in Denver, Colorado, with a fully owned Canadian subsidiary in Ottawa, Ontario, Lumixus provides investment advisory services and financial solutions across U.S. and Canadian markets.

We serve accredited investors, quantitative funds, and institutional clients with transparent, compliant, and technology-driven investment services.

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Contact Us

  • U.S. Headquarters:
    One Tabor Center 1200 17th Street Denver, Colorado, USA
  • Canada Office:
    ONE60 Elgin 160 Elgin Street Ottawa, Ontario K2P 2P7, Canada
  • info@lumixus.com
  • www.lumixus.com

Regulatory Compliance Notice

Lumixus Global Securities Ltd (“Lumixus”, “we”, “us”) is committed to maintaining robust regulatory, anti-money laundering (AML), and counter-terrorist financing (CTF) compliance programs consistent with U.S. and Canadian legal standards.

SEC & FINCEN Compliance

  • Lumixus is registered with the U.S. Securities and Exchange Commission (Form D, CIK 0002099471) as a private investment company and complies with applicable U.S. securities laws, rules, and reporting obligations.

  • Lumixus is registered with the Financial Crimes Enforcement Network (FinCEN) as a Money Services Business (MSB #31000315366324) and adheres to AML/CTF regulations under the Bank Secrecy Act (BSA), including customer identification, transaction monitoring, and suspicious activity reporting.

  • We maintain operational transparency and full compliance with applicable regulatory requirements.

  • Important Notice: Lumixus is not a registered broker-dealer. We do not offer securities brokerage services to the public. Investments involve risk and are not SIPC insured.

Canadian Compliance

  • Lumixus Canada Securities Ltd complies with AML/CTF laws administered by FINTRAC.

  • Client assets are managed with segregated custody standards and transparent reporting practices.

Cross-Border Regulatory Cooperation

  • We cooperate with relevant regulatory authorities in the U.S. and Canada and provide required reporting in accordance with applicable securities and AML regulations.
  • Lumixus may be subject to audits, information requests, or reporting obligations as required under federal, state, or provincial law.

     

Legal Reservation

Lumixus reserves the right to amend this statement at any time to reflect changes in regulations, compliance requirements, or operational obligations.
 Clients and website users are encouraged to review this statement periodically.

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