Lumixus Canada Hub

Anchored in Ottawa · Empowering North American Market Access

Strategic Positioning

Lumixus Canada Securities Ltd, with a regional office at ONE60 Elgin, Ottawa, is the North American investment research, investor-education, and client-service hub of Lumixus Global Securities Ltd.

As a fully owned Canadian subsidiary, the Canada Hub integrates market access, AI-driven risk management, cross-border clearing, and investor education into a unified framework that reflects our philosophy of:

“Knowledge · Compliance · Technology.”
The Canada Hub strengthens cross-border collaboration between U.S. and Canadian markets and supports Lumixus’ mandate to deliver secure, transparent, and technology-enhanced trading solutions for Canadian investors, institutions, and future market participants.

1. Institutional Market Access Services

The Canada Hub specializes in providing regulated, low-latency, AI-assisted trading access for:

  • Canadian retail & professional investors
  • Pension & retirement funds
  • Insurance companies
  • Asset managers & investment advisors
  • Broker-dealer partners

Our mission:
To help Canadian investors and institutions access global markets with transparency, regulatory alignment, and technology-driven execution.

  • U.S. & Canadian Equities / ETFs — cross-border access with DTCC & CDS clearing
  • Futures & Options Execution — low-latency routing & institutional stability
  • AI-Enhanced Risk Monitoring — real-time surveillance via Lumixus AI Risk Engine™
  • Regulatory Compliance Alignment — OSC, CSA, FINTRAC, and SEC cross-border standards

2. Innovation & Technology Integration

Lumixus Canada acts as a development engine for research, trading innovation, and investor-education systems, supported by academic partnerships and advanced market infrastructure.

Objective:
To position Canada as a core hub for regulated, technology-enabled market participation that supports future generations of Canadian investors and analysts.

  • API / FIX Connectivity — enabling quantitative strategies, algo-trading, and HFT
  • Cross-Border Clearing Solutions — U.S. (DTCC/OCC) and Canada (CDS) integrated workflows
  • Nasdaq-grade Matching Infrastructure — via Lumixus Matching Engine™
  • Data Visualization & Model Translation — turning complex quant research into intuitive tools
  • Academic Collaboration — joint programs with Canadian universities (e.g., UofT, UBC, Carleton)

3. Investor Education & Empowerment

At Lumixus, we believe confidence begins with understanding.
Led by Nathaniel Crossfield (Chief Investment Analyst) and Anna Whitmore (Deputy Director, Investor Education & Research), the Canada Hub develops national financial-education programs focused on:

Mission
To build a more informed, rational, and resilient Canadian investor community through transparent and technology-backed learning systems.

  • Lumixus Academy™ — structured learning on markets, risk, and disciplined investing
  • Workshops & Webinars — bilingual programs for Canadian investors
  • Compliance & AML/KYC Courses — supporting responsible market participation
  • Youth Analyst Program (YAP) — cultivating future financial analysts in Canada
Leadership in Canada

A multidisciplinary team of professionals leading the Canada Hub. Together, they drive research excellence, technological innovation, and client-centered service across Canada and the Asia-Pacific region.

Landon Wexford
Chief Investment Officer (CIO)
Mira Ellingson
Assistant to CIO
James Cartwright
Head of Compliance
Charlotte Benson
Head of Client Advisory
Evan McKinley
Director of Research
Oliver Grant
Finance & Operations Manager

Lumixus Global Securities Ltd is a U.S.–registered and fully compliant securities and trading-infrastructure firm, licensed under the SEC and registered with FinCEN MSB.

Headquartered in Denver, Colorado, with a fully owned Canadian subsidiary in Ottawa, Ontario, Lumixus provides regulated market access, liquidity, clearing, and API/FIX connectivity across U.S. and Canadian markets.

We serve retail clients, quantitative funds, institutions, and broker-dealer partners with transparent, compliant, and technology-driven trading solutions.

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Contact Us

  • U.S. Headquarters:
    One Tabor Center 1200 17th Street Denver, Colorado, USA
  • Canada Office:
    ONE60 Elgin 160 Elgin Street Ottawa, Ontario K2P 2P7, Canada
  • info@lumixus.com
  • www.lumixus.com

Regulatory Compliance Notice

Lumixus Global Securities Ltd (“Lumixus”, “we”, “us”) is committed to maintaining robust regulatory, anti-money laundering (AML), and counter-terrorist financing (CTF) compliance programs consistent with U.S. and Canadian legal standards.

SEC & FINCEN Compliance

  • Lumixus is licensed and operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC) and complies with applicable U.S. securities laws, rules, and reporting obligations.

  • Lumixus is registered with the Financial Crimes Enforcement Network (FinCEN) as an MSB and adheres to AML/CTF regulations under the Bank Secrecy Act (BSA), including customer identification, transaction monitoring, and suspicious activity reporting.

  • We maintain client-fund segregation, operational transparency, and full compliance with clearing requirements under DTCC and OCC frameworks.

Canadian Compliance

  • Lumixus Canada Securities Ltd complies with AML/CTF laws administered by FINTRAC and operates under regulatory standards set by CSA and OSC.

  • Client funds are safeguarded under CDS clearing frameworks and protected through segregated custody requirements.

Cross-Border Regulatory Cooperation

  • We cooperate with relevant regulatory authorities in the U.S. and Canada and provide required reporting in accordance with applicable securities and AML regulations.

  • Lumixus may be subject to audits, information requests, or reporting obligations as required under federal, state, or provincial law.

Legal Reservation

Lumixus reserves the right to amend this statement at any time to reflect changes in regulations, compliance requirements, or operational obligations.
 Clients and website users are encouraged to review this statement periodically.

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