About Us

Established in 2022

Lumixus Global Securities Ltd, founded in 2022, is a U.S.–registered securities and trading-infrastructure firm headquartered at One Tabor Center, Denver, Colorado.
Licensed under the U.S. Securities and Exchange Commission (SEC) and registered with FinCEN MSB, Lumixus provides compliant, transparent, and technology-driven access to U.S. and Canadian financial markets.
Our operations are built on institutional-grade clearing, liquidity, and risk-management standards.

Leadership & Expertise

Lumixus is led by a team of senior quantitative strategists, market-structure specialists, and compliance professionals with deep experience across:

U.S. equities & ETFs
Canadian equities
Futures & options
Market microstructure & liquidity engineering
Cross-border clearing and settlement
AI risk analytics and trading infrastructure

Our leadership brings together backgrounds from major global investment banks, hedge funds, and exchange-technology providers.

Mission & Vision

Vision: To become a leading global provider of regulated, technology-driven market infrastructure—enabling clients to access fast, secure, and transparent trading across the U.S. and Canada.

Mission: To combine compliance, execution precision, and Nasdaq-grade technology to deliver trustworthy market access for retail clients, quantitative funds, institutions, and broker-dealer partners.

Licenses & Regulatory Certificates

Global Compliance · Transparent Governance

DJC Tech Asset Management Ltd. operates under full compliance with international financial regulations.
Our registrations and licenses across Canada and the United States demonstrate our commitment to transparency, investor protection, and regulatory excellence.

Canadian Business Registration Certificate

Corporations Canada

DJC Tech Asset Management Ltd. (Canada)

155 Queen Street, Ottawa, Ontario K1P 6L1

This certificate confirms the legal incorporation of DJC Tech in Canada under the Canada Business Corporations Act (CBCA), authorizing us to operate as a fully compliant asset management and investment advisory firm across the Canadian market.

U.S. Business Registration Certificate

Secretary of State – State of Colorado

DJC Tech Asset Management Ltd. (Canada)

Republic Plaza, 370 17th Street, Denver, CO

This certificate confirms DJC Tech’s incorporation in the United States, granting full legal status to conduct regulated asset management and investment advisory services across the country.

U.S. MSB License

U.S. Department of the Treasury – FinCEN

Money Services Business (MSB)

Cross-border fund management, compliant money transmission, and financial advisory services

The MSB license authorizes DJC Tech to provide regulated financial services including fund transfers, investment advisory, and cross-border wealth management, in full alignment with FinCEN requirements and AML/CFT international standards.

U.S. SEC Registration

U.S. Securities and Exchange Commission (SEC)

Form D – Regulation D Exempt Offering

This registration confirms that DJC Tech Asset Management Ltd. has completed its official Form D filing with the U.S. Securities and Exchange Commission (SEC) under Regulation D, authorizing the firm to conduct private securities offerings in full compliance with U.S. federal securities laws.

The SEC registration demonstrates our commitment to regulatory transparency, investor protection, and legal conformity in all securities-related activities. It enables DJC Tech to offer private investment opportunities to accredited and institutional investors within the boundaries of U.S. securities regulations.

Next Generation

Technology Driven

Looking for a reliable cross-border, compliant, and intelligent investment advisory solutions?

Our Executive Teams

U.S. Headquarters – Denver, CO

Nathaniel Crossfield

Chief Investment Analyst (CIA) | Canada & U.S.

A dual-national Canadian-American financial strategist with over 25 years of experience across Wall Street, global macro research, and quantitative modeling.
Former senior strategist at multiple Wall Street firms, specializing in volatility forecasting, cross-asset derivatives, and AI-driven trading systems.

At Lumixus, Nathaniel leads:

U.S. & Canadian equities, ETFs, futures, options research
The AI-powered TradeX Risk-Decision Engine
Lumixus Institutional Alpha Program
Cross-border market-structure strategy initiatives

In 2025, he was appointed to head the Lumixus Canada Securities Ltd Investment Division, as well as the Investor Education & Research Department.

Credentials:
CFA | FRM | CSI Certified Instructor
Two-time Top 50 North American Strategists (Institutional Investor Magazine)

Anna Whitmore

Deputy Director, Investor Education & Research | Canada

A Canadian financial educator and research specialist with over 20 years of experience in portfolio analytics, behavior-finance research, and investor-education systems.
Anna is highly regarded for translating complex quantitative concepts into clear, actionable learning frameworks.

At Lumixus, she leads:

Lumixus Academy curriculum design
Investor-education workshops & compliance learning
The Youth Analyst Program (YAP)
Visualization frameworks for complex quantitative models

Known for her analytical clarity and communication strength, she is described as “The Listener in a Room of Analysts.”

Education:
University of Toronto (Rotman School of Management)
MIT Sloan School of Management – AI in Financial Education (exchange program)

Marcus Ellington

Director of Cross-Asset Strategy | U.S.

With over 30 years in institutional research and multi-asset strategy, Marcus is a veteran analyst known for his disciplined approach to risk budgeting and portfolio construction.
His work blends macro-economic modeling, sector rotation analytics, and factor-driven research to help clients navigate volatile markets with confidence.

At Lumixus, Marcus leads:

Cross-asset allocation frameworks
U.S. macro-economic forecasting
Risk-parity model development
Institutional advisory for high-net-worth and pension-fund portfolios

A respected mentor across the firm, Marcus is valued for his ability to balance quantitative precision with practical client-focused thinking.

Credentials:

MBA in Financial Economics
Published contributor in North American Markets Review

Dr. Evelyn Carver

Head of Quantitative Innovation | U.S. & Canada

Dr. Carver is a quantitative researcher with a 25-year career spanning algorithmic modelling, predictive analytics, and machine-learning frameworks for capital markets.
Her work has influenced risk-systems across multiple North American investment platforms, particularly in smart-beta design and automated treasury frameworks.

At Lumixus, Evelyn leads:

Quantitative innovation & applied AI research
Machine-learning model governance
Smart-beta index engineering
Data-science pipelines for institutional-grade forecasting

With her doctorate in computational finance, she is widely recognized for bridging academic theory with real-world market execution.

Education:

PhD, Computational Finance
MS, Applied Mathematics

Jonathan “Jon” Mercer

Senior Portfolio Strategist | Canada

Jon brings more than 28 years of experience in portfolio strategy, fixed-income markets, and retirement-focused wealth design.
Known for his steady, long-horizon approach, he specializes in helping institutions and affluent investors build portfolios that balance preservation, yield, and long-term growth.

At Lumixus, Jon leads:

Fixed-income research & municipal-bond strategy
Retirement and wealth-preservation frameworks
Multi-strategy asset allocation models
Client advisory for Canadian institutional partners

His straightforward communication style has earned him a reputation as a “clarity-builder” in complex investment discussions.

Certifications:

CIM | FCSI
Certified Retirement Strategist (CRS)

Dr. Lorraine Hayes

Chief Marketing Officer (CMO) | U.S.

With more than 20 years of experience in strategic communications, investor-focused marketing, and brand psychology, Dr. Hayes leads Lumixus’ global marketing vision.
Her background in behavioural economics gives her a unique advantage in understanding what investors value, how they make decisions, and how best to communicate financial ideas.

At Lumixus, Lorraine leads:

Global brand strategy & market positioning
Marketing analytics, segmentation, and investor-insight research
Reputation management, public relations, and executive communications
Behaviour-driven messaging frameworks designed to enhance investor trust and engagement

Her creative analytical approach has built her a reputation for making complex investment concepts accessible, relatable, and compelling for diverse audiences.