News & Insights

Corporate News

  • Lumixus Expands TradeX AI Engine With New Multi-Asset Risk Modules

Date: Nov 8, 2025
Summary: The upgraded TradeX engine introduces enhanced predictive volatility models and real-time multi-asset stress tests, strengthening decision-making for both retail and institutional clients.

  • Lumixus Files Canada Securities Dealer License Application

Date: Nov 12, 2025
Summary: Lumixus Canada completes regulatory submission to OSC & CSA, marking a major step in expanding regulated cross-border trading services.

  • Lumixus Achieves SOC 2 Type II Assessment for Security & Compliance

Date: Nov 14, 2025
Summary: Lumixus successfully completes its SOC 2 Type II audit, reinforcing its commitment to institutional-grade security, operational integrity, and regulatory compliance across all trading systems.

  • Lumixus Platform Maintenance Scheduled for Thanksgiving Week

Date: Nov 17, 2025
Summary: Lumixus announces planned system maintenance during the U.S. Thanksgiving holiday week to enhance platform stability, optimize execution speeds, and deploy security patches.

Market Insights

  • U.S.–Canada Cross-Border Liquidity Strengthens

Analyst View: Increased participation from institutional investors drives deeper liquidity across equities and ETF markets.

  • Volatility Remains Elevated Amid Macro Shifts

Research Highlight: AI-based surveillance detects rising volume imbalances as markets price in interest-rate adjustments.

Research & Publications

  • AI-Enhanced Risk Surveillance in Modern Market Infrastructure

A study on integrating AI monitoring with U.S. and Canadian clearing systems.

  • Cross-Border Trading: Regulatory Alignment Between SEC, FINRA & CSA

A detailed comparison of U.S. vs. Canadian execution and settlement frameworks.

  • Market Microstructure Trends 2025

Insights into liquidity fragmentation, routing efficiency, and latency evolution.

Latest Update & Announcement

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Lumixus Global Securities Ltd is a U.S.–registered and fully compliant securities and trading-infrastructure firm, licensed under the SEC and registered with FinCEN MSB.

Headquartered in Denver, Colorado, with a fully owned Canadian subsidiary in Ottawa, Ontario, Lumixus provides regulated market access, liquidity, clearing, and API/FIX connectivity across U.S. and Canadian markets.

We serve retail clients, quantitative funds, institutions, and broker-dealer partners with transparent, compliant, and technology-driven trading solutions.

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    One Tabor Center 1200 17th Street Denver, Colorado, USA
  • Canada Office:
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  • info@lumixus.com
  • www.lumixus.com

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Lumixus Global Securities Ltd (“Lumixus”, “we”, “us”) is committed to maintaining robust regulatory, anti-money laundering (AML), and counter-terrorist financing (CTF) compliance programs consistent with U.S. and Canadian legal standards.

SEC & FINCEN Compliance

  • Lumixus is licensed and operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC) and complies with applicable U.S. securities laws, rules, and reporting obligations.

  • Lumixus is registered with the Financial Crimes Enforcement Network (FinCEN) as an MSB and adheres to AML/CTF regulations under the Bank Secrecy Act (BSA), including customer identification, transaction monitoring, and suspicious activity reporting.

  • We maintain client-fund segregation, operational transparency, and full compliance with clearing requirements under DTCC and OCC frameworks.

Canadian Compliance

  • Lumixus Canada Securities Ltd complies with AML/CTF laws administered by FINTRAC and operates under regulatory standards set by CSA and OSC.

  • Client funds are safeguarded under CDS clearing frameworks and protected through segregated custody requirements.

Cross-Border Regulatory Cooperation

  • We cooperate with relevant regulatory authorities in the U.S. and Canada and provide required reporting in accordance with applicable securities and AML regulations.

  • Lumixus may be subject to audits, information requests, or reporting obligations as required under federal, state, or provincial law.

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Lumixus reserves the right to amend this statement at any time to reflect changes in regulations, compliance requirements, or operational obligations.
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