Technology

Our Technology Vision

The future of global market access relies on intelligent, regulated, and technology-driven infrastructure.
At Lumixus, we integrate Nasdaq-grade matching engines, AI surveillance models, and cross-border clearing technology to deliver secure, low-latency, and compliant trading across the U.S. and Canada.

Lumixus Matching Engine™

Powered by Nasdaq Financial Framework (NFF)

Microsecond-level matching performance
Institutional-grade execution for equities, ETFs, futures & options
Smart order routing with liquidity aggregation
Fully integrated with DTCC, OCC, and CDS
Designed for high-frequency & API-driven order flow

Advantage

A world-class matching engine delivering speed, transparency, and execution precision.

Lumixus AI Risk Engine™

Real-time surveillance of volatility, liquidity & order-flow anomalies
Predictive risk alerts using macro + sentiment + microstructure data
Tiered pre-trade / in-trade / post-trade control frameworks
Cross-border compliance monitoring (SEC, FINRA, CSA, FINTRAC)
Built for institutional-grade safety and multi-cycle resilience

Technology Roadmap

Feature 1

Enhance execution accuracy through Nasdaq-grade microsecond matching.

Feature 2

Boost efficiency with cross-border U.S.–Canada low-latency routing.

Feature 3

Improve transparency through AI-powered surveillance & anomaly detection.

Feature 4

Expand infrastructure resilience with SOC 2 Type II & ISO 27001 security integration.

Next Generation

Technology Driven

Looking for a reliable cross-border, compliant, and intelligent investment advisory solutions?

Lumixus Global Securities Ltd is a U.S.–registered and fully compliant securities and trading-infrastructure firm, licensed under the SEC and registered with FinCEN MSB.

Headquartered in Denver, Colorado, with a fully owned Canadian subsidiary in Ottawa, Ontario, Lumixus provides regulated market access, liquidity, clearing, and API/FIX connectivity across U.S. and Canadian markets.

We serve retail clients, quantitative funds, institutions, and broker-dealer partners with transparent, compliant, and technology-driven trading solutions.

Navigation

Contact Us

Regulatory Compliance Notice

Lumixus Global Securities Ltd (“Lumixus”, “we”, “us”) is committed to maintaining robust regulatory, anti-money laundering (AML), and counter-terrorist financing (CTF) compliance programs consistent with U.S. and Canadian legal standards.

SEC & FINCEN Compliance

Lumixus is licensed and operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC) and complies with applicable U.S. securities laws, rules, and reporting obligations.
Lumixus is registered with the Financial Crimes Enforcement Network (FinCEN) as an MSB and adheres to AML/CTF regulations under the Bank Secrecy Act (BSA), including customer identification, transaction monitoring, and suspicious activity reporting.
We maintain client-fund segregation, operational transparency, and full compliance with clearing requirements under DTCC and OCC frameworks.

Canadian Compliance

Lumixus Canada Securities Ltd complies with AML/CTF laws administered by FINTRAC and operates under regulatory standards set by CSA and OSC.
Client funds are safeguarded under CDS clearing frameworks and protected through segregated custody requirements.

Cross-Border Regulatory Cooperation

We cooperate with relevant regulatory authorities in the U.S. and Canada and provide required reporting in accordance with applicable securities and AML regulations.
Lumixus may be subject to audits, information requests, or reporting obligations as required under federal, state, or provincial law.

Legal Reservation

Lumixus reserves the right to amend this statement at any time to reflect changes in regulations, compliance requirements, or operational obligations.
Clients and website users are encouraged to review this statement periodically.

Copyright © 2025 Lumixus Global Securities Ltd. All rights reserved.