Our Services

Scope of Services

At Lumixus, we deliver regulated, technology-driven market access across U.S. and Canadian equities, ETFs, futures, and options, supported by institutional-grade execution, clearing, and AI-enabled risk controls.

U.S. & Canadian Equities / ETFs

  • Access to NASDAQ, NYSE, Cboe, TSX, and major Canadian exchanges
  • Low-latency routing and intelligent execution
  • Support for retail, institutional, and API flow
  • Cross-border clearing via DTCC & CDS
  • Real-time market data connectivity

Futures & Options Trading

  • Global futures & options market connectivity
  • Institutional-grade execution for derivatives
  • AI-powered surveillance and risk detection
  • Options clearing via OCC; futures clearing via approved partners
  • Multi-asset hedging capabilities

API / FIX Connectivity & Institutional Services

  • FIX / REST API for quant funds and trading platforms
  • Access to liquidity providers such as Citadel Securities & Virtu Financial
  • High-frequency & algorithmic trading support
  • Institutional onboarding & compliance solutions
  • Cross-border settlement for broker-dealers and fintech platforms

Lumixus Global Securities Ltd is a U.S.–registered and fully compliant securities and trading-infrastructure firm, licensed under the SEC and registered with FinCEN MSB.

Headquartered in Denver, Colorado, with a fully owned Canadian subsidiary in Ottawa, Ontario, Lumixus provides regulated market access, liquidity, clearing, and API/FIX connectivity across U.S. and Canadian markets.

We serve retail clients, quantitative funds, institutions, and broker-dealer partners with transparent, compliant, and technology-driven trading solutions.

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Contact Us

  • U.S. Headquarters:
    One Tabor Center 1200 17th Street Denver, Colorado, USA
  • Canada Office:
    ONE60 Elgin 160 Elgin Street Ottawa, Ontario K2P 2P7, Canada
  • info@lumixus.com
  • www.lumixus.com

Regulatory Compliance Notice

Lumixus Global Securities Ltd (“Lumixus”, “we”, “us”) is committed to maintaining robust regulatory, anti-money laundering (AML), and counter-terrorist financing (CTF) compliance programs consistent with U.S. and Canadian legal standards.

SEC & FINCEN Compliance

  • Lumixus is licensed and operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC) and complies with applicable U.S. securities laws, rules, and reporting obligations.

  • Lumixus is registered with the Financial Crimes Enforcement Network (FinCEN) as an MSB and adheres to AML/CTF regulations under the Bank Secrecy Act (BSA), including customer identification, transaction monitoring, and suspicious activity reporting.

  • We maintain client-fund segregation, operational transparency, and full compliance with clearing requirements under DTCC and OCC frameworks.

Canadian Compliance

  • Lumixus Canada Securities Ltd complies with AML/CTF laws administered by FINTRAC and operates under regulatory standards set by CSA and OSC.

  • Client funds are safeguarded under CDS clearing frameworks and protected through segregated custody requirements.

Cross-Border Regulatory Cooperation

  • We cooperate with relevant regulatory authorities in the U.S. and Canada and provide required reporting in accordance with applicable securities and AML regulations.

  • Lumixus may be subject to audits, information requests, or reporting obligations as required under federal, state, or provincial law.

Legal Reservation

Lumixus reserves the right to amend this statement at any time to reflect changes in regulations, compliance requirements, or operational obligations.
 Clients and website users are encouraged to review this statement periodically.

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