Lumixus Global Securities Ltd

U.S.–Registered Securities & Trading Infrastructure Group

Global Vision · Intelligent Markets

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Lumixus Global Securities Ltd is licensed under the U.S. SEC and registered with FinCEN MSB.

We are committed to delivering compliant, transparent, and high-performance securities trading, clearing, and liquidity solutions for global investors.

Lumixus Global Securities Ltd is a U.S.–registered, fully compliant securities and trading-infrastructure firm licensed under the SEC and FinCEN MSB.

Headquartered in Denver, Colorado, with operational coverage across North America, Lumixus provides regulated market access, liquidity, and clearing solutions for retail clients, institutions, and broker-dealer partners.

As a next-generation market operator, Lumixus integrates AI-driven risk engines, quantitative execution models, and Nasdaq-grade infrastructure to deliver cross-border, compliant, and ultra-low-latency trading services across U.S. and Canadian markets.

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Global Compliance

Licensed under SEC, registered with FinCEN MSB, and connected to DTCC and OCC for regulated U.S. market clearing.

Technology Infrastructure

Powered by Nasdaq Financial Framework (NFF), Equinix data centers, and AI-enhanced risk and liquidity engines.

Institutional-Grade Team

Led by senior strategists and quantitative specialists with multi-market experience in the U.S. and Canada.

Secure & Transparent Markets

Client funds protected under SIPC, segregated custody, multi-layer risk controls, and cross-border clearing integrity.

Services
U.S. & Canadian Equities / ETFs
Futures & Options Trading
Institutional & Broker-Dealer Solutions
API / FIX Connectivity for Quant Trading
Cross-Border Clearing & Settlement Services
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Technology Showcase

The core of Lumixus Global Securities Ltd is built on institutional-grade market infrastructure.
We integrate Nasdaq-grade matching engines, AI-driven risk analytics, and cross-border clearing technology to deliver ultra-low-latency, secure, and compliant trading across U.S. and Canadian markets.

Lumixus Matching Engine™

Powered by Nasdaq Financial Framework (NFF)

High-performance, microsecond-level matching engine enabling low-latency execution across U.S. and Canadian equities, ETFs, futures, and options.

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Lumixus AI Risk Engine™

Real-time surveillance, liquidity monitoring & trade protection

AI-enhanced risk system integrating market surveillance, pre-trade controls, abnormal-flow detection, and cross-venue liquidity monitoring to ensure compliant and secure trading.

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Client Testimonials
“Lumixus has provided exceptionally stable U.S. market connectivity with full regulatory transparency and fast settlement.”
Broker-Dealer Partner, U.S.
“Their Nasdaq-powered matching and AI surveillance tools significantly improved our execution quality and reduced latency across cross-border trades.”
Institutional Investor, Europe
“With Lumixus’ API/FIX infrastructure, we achieved reliable low-latency routing for our quant strategies with consistent performance.”
HNW Client, Asia

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Partners

Lumixus Global Securities Ltd is a U.S.–registered and fully compliant securities and trading-infrastructure firm, licensed under the SEC and registered with FinCEN MSB.

Headquartered in Denver, Colorado, with a fully owned Canadian subsidiary in Ottawa, Ontario, Lumixus provides regulated market access, liquidity, clearing, and API/FIX connectivity across U.S. and Canadian markets.

We serve retail clients, quantitative funds, institutions, and broker-dealer partners with transparent, compliant, and technology-driven trading solutions.

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Contact Us

  • U.S. Headquarters:
    One Tabor Center 1200 17th Street Denver, Colorado, USA
  • Canada Office:
    ONE60 Elgin 160 Elgin Street Ottawa, Ontario K2P 2P7, Canada
  • info@lumixus.com
  • www.lumixus.com

Regulatory Compliance Notice

Lumixus Global Securities Ltd (“Lumixus”, “we”, “us”) is committed to maintaining robust regulatory, anti-money laundering (AML), and counter-terrorist financing (CTF) compliance programs consistent with U.S. and Canadian legal standards.

SEC & FINCEN Compliance

  • Lumixus is licensed and operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC) and complies with applicable U.S. securities laws, rules, and reporting obligations.

  • Lumixus is registered with the Financial Crimes Enforcement Network (FinCEN) as an MSB and adheres to AML/CTF regulations under the Bank Secrecy Act (BSA), including customer identification, transaction monitoring, and suspicious activity reporting.

  • We maintain client-fund segregation, operational transparency, and full compliance with clearing requirements under DTCC and OCC frameworks.

Canadian Compliance

  • Lumixus Canada Securities Ltd complies with AML/CTF laws administered by FINTRAC and operates under regulatory standards set by CSA and OSC.

  • Client funds are safeguarded under CDS clearing frameworks and protected through segregated custody requirements.

Cross-Border Regulatory Cooperation

  • We cooperate with relevant regulatory authorities in the U.S. and Canada and provide required reporting in accordance with applicable securities and AML regulations.

  • Lumixus may be subject to audits, information requests, or reporting obligations as required under federal, state, or provincial law.

Legal Reservation

Lumixus reserves the right to amend this statement at any time to reflect changes in regulations, compliance requirements, or operational obligations.
 Clients and website users are encouraged to review this statement periodically.

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